Day One Programme

Conference at a glance. Day 2

12th September 2011 - Conference Day 1

08.00 – 08.50 Registration
08.50 – 09.00 Welcome address
09.00 – 09.40

Managing risk in a constantly changing environment

  • Widening scope of financial crime
  • Bribery and Corruption, FATCA, FCPA, Sanctions risk, etc
  • Principle versus rule based regulation
  • Role of Senior Management

Speaker:

John Bruton - President of IFSC Ireland, former Taoiseach (Irish Prime Minister), former Ambassador, Delegation of the European Commission to the US  

09.40 – 10.20

FATF and its current and future priorities

  • Role and key objectives
  • Review of FATF Standards
  • Responding to new developments in difference sectors and regions
  • Priorities for 2012

Speaker:

David Artingstall and John Howell - FATF Watch

10.20 – 10.40 Networking and refreshments
10.40 – 11.40

Regulatory update – the changing regulatory landscape

  • Maintaining effective systems and controls – what is expected?
  • Current programmes and supervision priorities
  • Enforcement – where will the focus be?
  • 4th EU AML Directive – where is the focus
  • Focus for 2012

Speakers:

Tobias Mackie – Unit F-2 Compnay Law, corporate Governance and Financial Crime, European Commission

 

11.40 – 12.20

Lessons learned from recent enforcement actions

  • How to implement an effective compliance programme under scrutiny from the regulator
  • Leveraging your AML controls to meet the broader financial crime challenges
  • Adopting proven strategies to avoid regulatory fines and reputational damage
  • The value of case studies in benchmarking and applying lessons learned

Speaker:

Kenneth Bryant – Bryant & Associates (US)

 

12.20 – 12.30 Chair end of session round up
12.30 – 13.30 Lunch

 

13.30 – 14.20

Breakout Session 1- Banking:

Taking forward a successful enterprise wide AML/CTF programme

  • Bringing together the framework for a successful AML/CTF strategy
    Developing an effective monitoring and assurance model
  • Developing an effective response to increasing regulatory focus
  • Adapting to the risk based environment
    Managing the costs

Speaker:

Geraldine Lawlor, Enterprise Head of AML and Sanctions, AIB Group

 

Breakout Session 2 - Funds:

An effective AML/CTF programme for the funds industry in the emerging regulatory environment

  • AML/CTF supervision of the funds industry
  • Taking forward a successful AML compliance programme to meet rising and changing regulatory expectations
  • 3rd party reliance – what the new landscape looks like

Speaker:

Declan Casey, Director, Irish Funds Industry Association

 

Breakout Session 3 - Credit Unions:

Managing AML/CTF risk for the Credit Unions in light of the revised legislation and guidance

  • Putting policy in place to manage AML/CTF and Sanctions risk
  • Taking forward a successful AML compliance programme to meet rising and changing regulatory expectations
  • Adopting a risk based approach

Speaker:

Robert Moynihan, Regulatory Training and Consultancy

14:20 – 14.35 Intermission to reset room
14.35 – 15.15

Developing a risk based transaction monitoring system and key performance metrics to demonstrate the effectiveness of your AML/CTF compliance programme

  • Applying a risk based approach into your transaction monitoring model
  • Creating an RBA feedback loop
  • Working with Vendors
  • Trends and best practices
  • Performance metrics - what is your strategy?
  • What do the numbers tell you and how to make them work for you? 

Speaker:

Max Tappeiner, Manager, AML Communications and Group-wide Learning, Royal Bank of Scotland NV

 
15.15 – 15.55

Egmont – bringing law enforcement together

  • Egmont white paper on Enterprise wide sharing of STR's
  • Emerging trends and typologies
  • Ongoing work on the impact of the financial crisis

Speaker:

Rene Brüelhart, Director, Liechtenstein FIU, Chairman, Operational Working Group, Egmont

15.55 – 16.15 Networking and refreshments
16.15 – 16.55

Money Laundering Investigation Unit (MLIU) of the Garda Bureau of Fruad Investigations - Latest Trends

  • Emerging areas of focus in 2011
  • Working with counterparts around the global
  • Key priorities for 2012
  • What is Law enforcement seeing?

Speaker:

Maureen McGrath, Detective Inspector Head of the MLIU

 

16.55 – 17.15 Lead Sponsor update
17.10 – 17.50 Panel Session – end of day
17.50 – 18.00 Chair end of day remarks
19.00 – 20.00 Drinks reception
20.00 – 22.00 Gala Dinner in Carton Suite